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FORM 4
AI

Insider Trading - August 29, 2025

Filed August 29, 2025
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Period ending August 27, 2025
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0002001011-25-000063

Director Edward H. Frank granted 3,960 RSUs ($0).

Brief

Edward H. Frank, Director at Rocket Lab USA, was granted 3,960 restricted stock units (RSUs) on 08/27/2025 at $0.00 per share, increasing direct holdings to 150,004 shares. This is standard non-employee director compensation. Neutral signal as routine equity grant.

Detailed Brief

On August 27, 2025, Edward H. Frank, a Director of Rocket Lab USA Inc. (RKLB), received a grant of 3,960 RSUs under the company's Amended and Restated Non-Employee Director Compensation Policy and 2021 Stock Option and Incentive Plan. The RSUs vest in full on the earlier of the next Annual Meeting of Stockholders or the one-year anniversary of the grant date, subject to continued board service. Post-transaction, Frank directly owns 150,004 shares of common stock. No 10b5-1 plan indicated, and no prior transaction patterns detailed in this filing. This is a standard compensation practice for non-employee directors, not a discretionary purchase.

Key Telemetry

  • Grant of 3,960 RSUs (~2.6% increase to 150,004 direct shares)
  • Routine director compensation; vests with service or annual meeting
  • Neutral price context ($0 grant value); no market purchase
  • No sales or red flags; aligns interests via equity comp

Impact Vector

Routine RSU grant signals neutral insider confidence, as it reflects standard compensation aligning director interests with shareholders without discretionary buying or selling.

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